Retinoids in Oral Diseases: An Enigmatic Role in
Chemoprevention
Cheshta Walia1* and Sudip Roy2
1Department of Oral and Maxillofacial Pathology, Buraydah Private dental College, Buraydah, Saudi Arabia
2Department of Orthodontics & Dentofacial Orthopedics, Buraydah Private dental College, Buraydah, Saudi Arabia
2Department of Orthodontics & Dentofacial Orthopedics, Buraydah Private dental College, Buraydah, Saudi Arabia
*Corresponding author: Cheshta Walia, Department of Oral and Maxillofacial Pathology, Buraydah Private dental College, Buraydah, Saudi Arabia,
31717; Tel no: +966 537868090; E-mail: cheshtawalia@gmail.com
Received: May 30, 2016; Accepted: July 02, 2016; Published: July 22, 2016
Citation: Walia C, Roy S (2016) Retinoids in Oral Diseases: An Enigmatic Role in Chemoprevention. J Dent Oral Disord Ther 4(2): 1-8. DOI: http://dx.doi.org/10.15226/jdodt.2016.00158
Abstract
Carcinogenesis is a complex disease which involves environmental
and genetic factors as a predisposing cause that bring alterations in
the microstructure of the cell. Vitamin A is considered as an essential
micronutrient whose role is extensively known in physiologic and
elusive in pathological state associated with chemopreventive
and therapeutic modalities. Retinoids, form of Vitamin A, have
been known to suppress cancers related to breast, lung, bladder,
prostrate, blood and to some extent the cancers of oral cavity.
Successful results have been observed and reported in certain types
of leukemia but its role in oral premalignant and malignant lesions
are still in its premature state. Suggested school of thoughts says that
Retinoids act through receptors like RAR/RXR to form ligands which
affect transcription of gene that controls abnormal proliferation,
angiogenesis and metastasis. Various immunotherapeutic modalities
focus on the receptors, receptor binding or receptor ligands for the
better prevention and prognosis of the disease. The prognosis of the
disease depends on the invasive extent and ability to metastasis to
distant organ but the major limitation that prevail the use of drugs
is to develop resistance against the respective receptors. The present
review focuses on the physiologic, epigenetic and molecular role of
Vitamin A in few of the lesions affecting the oral cavity.
Keywords: Carcinogenesis; Retinoids; Receptors; Resistance; Chemoprevention
Keywords: Carcinogenesis; Retinoids; Receptors; Resistance; Chemoprevention
Introduction
The head and neck cancer is major area of concern worldwide
with the increasing incidence and high mortality rate. Oral cancer
is a 6th major cancer affecting head and neck region globally with
5 year survival rate in approximately 50% patients [1]. Genomic,
proteomic, lipidomic and basic advancement has unraveled many
molecular aspects of cell which influences cellular differentiation,
apoptosis, angiogenesis and metastasis. The pathogenesis
suggests that neoplastically altered cell acquire self-renewal
capacity owing to multiple level mutations causing disruption of
molecular pathways. One among these aberrations is alterations
of Retinoid Acid Receptor β (RAR β) expression in various
carcinomas like squamous cell carcinoma, breast carcinoma,
leukemia etc [2].
Chemoprevention is an important aspect which to some extent helps to repair and reverse the cellular defects thereby preventing initiation and progression into tumorigenesis. It plays a key role during early stages of lesions to prevent or minimize the lethal effects and/or progression of disease process. In 1976, Michael B. Sporn identified the role of Vitamin A in prevention of diseases setting the new path of research in chemoprevention [3].
The Vitamin A consists of retinoid molecule family in the form of retinol, retinal, retinoic acid and other pro- vitamin A like carotenoids. It is readily available in vegetable and animal sources such as cod liver oil, eggs, butter, milk, carrot, spinach etc, as a precursor to retinol. Liver is the store house from where the retinol undergoes esterification to its active forms and distributed to the body parts through blood. It binds to cell membrane receptor like rexinoid receptor (RXR) and its isoforms (α, β, Ω) which allow passage of retinol in the cell as Retinoic Acid (RA) or its derivatives like All Trans RA (ATRA), 9 cis RA and 13 cis RA. Inside the cell, RA further binds to Retinoic Acid Receptor (RAR) and its isoforms (α, β, Ω) along with hormone binding receptors to allow transcription of genes [4].
The molecular modification of vitamin A, aids a role in expression of growth factors, differentiation of cells, immunity, reproduction and repair of epithelial tissue. In oral tissue, deficiency of endogenous vitamin A may cause defective tooth formation and hypo/dyskeratosis of oral mucosa due to dysregulation caused during development of dental lamina and oral ectoderm respectively [5,6].
Although it is widely believed that retinoids have the potential to control an imbalance at cellular level but the exact mechanism is yet unknown. 9 cis RA, 13 cis RA and ATRA are the commonly known retinoids which readily bind to receptor and its ligands, to influence the progression or regression of mutated cell in cancers. Recently the use of retinoids has become an emerging field which targets to reverse the cytotoxic effects of mutated cancer cell at the molecular level [7].
This article attempts to review and present the chemotherapeutic effects of vitamin A and its analog as preventive measure in oral premalignant lesions and oral cancer.
Chemoprevention is an important aspect which to some extent helps to repair and reverse the cellular defects thereby preventing initiation and progression into tumorigenesis. It plays a key role during early stages of lesions to prevent or minimize the lethal effects and/or progression of disease process. In 1976, Michael B. Sporn identified the role of Vitamin A in prevention of diseases setting the new path of research in chemoprevention [3].
The Vitamin A consists of retinoid molecule family in the form of retinol, retinal, retinoic acid and other pro- vitamin A like carotenoids. It is readily available in vegetable and animal sources such as cod liver oil, eggs, butter, milk, carrot, spinach etc, as a precursor to retinol. Liver is the store house from where the retinol undergoes esterification to its active forms and distributed to the body parts through blood. It binds to cell membrane receptor like rexinoid receptor (RXR) and its isoforms (α, β, Ω) which allow passage of retinol in the cell as Retinoic Acid (RA) or its derivatives like All Trans RA (ATRA), 9 cis RA and 13 cis RA. Inside the cell, RA further binds to Retinoic Acid Receptor (RAR) and its isoforms (α, β, Ω) along with hormone binding receptors to allow transcription of genes [4].
The molecular modification of vitamin A, aids a role in expression of growth factors, differentiation of cells, immunity, reproduction and repair of epithelial tissue. In oral tissue, deficiency of endogenous vitamin A may cause defective tooth formation and hypo/dyskeratosis of oral mucosa due to dysregulation caused during development of dental lamina and oral ectoderm respectively [5,6].
Although it is widely believed that retinoids have the potential to control an imbalance at cellular level but the exact mechanism is yet unknown. 9 cis RA, 13 cis RA and ATRA are the commonly known retinoids which readily bind to receptor and its ligands, to influence the progression or regression of mutated cell in cancers. Recently the use of retinoids has become an emerging field which targets to reverse the cytotoxic effects of mutated cancer cell at the molecular level [7].
This article attempts to review and present the chemotherapeutic effects of vitamin A and its analog as preventive measure in oral premalignant lesions and oral cancer.
Molecular Pathways
The mechanism by which vitamin A influences head and neck
cancer has been extensively revised in literature. ATRA and 9
cis RA act as ligand dependent transcription factor by binding
RAR / RXR subfamily to form heterodimers or homodimers
(RAR/RAR). Heyman, et al. stated that ATRA and 9 cis RA have
equal potentiality to activate RAR while 9 cis RA has 50 times
more potentiality than ATRA to activate RXR [8]. Blomhoff, et
al. expressed the role of intracellular transportation of RA by
binding to cytosolic Cellular Retinoic Acid Binding Protein I and
II (CRABP) [9].
Receptor-ligand complex further downstream effectors by binding to Retinoic Acid Response Elements (RAREs/RXREs) located in 5 / region of RA downstream gene. The ligand available in the cell is another regulatory factor which guides the RA to its target to bring conformational changes and activate gene transcription. Once binding is completed, two pathways are suggested to be involved which determine the effects of Vitamin A on tissues
(a) Genomic or classical pathway,
(b) Non-classical pathway.
Cell differentiation, cell arrest, and apoptosis are the features of classical pathway. Also in classical pathway, RA function through involvement of Nuclear Factor (NF-k β) [10], Interferon (INF-γ) [11], Vascular Endothelial Growth Factor (VEGF) [12], Tumorogenesis Growth Factor (TGF-β) [13]. In non classical pathway RA will form heterodimers with Estrogen Receptor (ER-α), Activating Protein (AP-1) receptor, vitamin D receptor. The classical and non classical pathway functions quite differently where, classical pathway has capacity to allow gene transcription to prevent tumorogenesis by cellular differentiation and apoptosis while the non classical pathway makes cancer cell non responsive to RA treatment by inactivating the receptor efficiency. Vander berg reported that breast cancers which are Estrogen dependent for proliferation have better outcomes with retinoids due to higher sensitivity to ER [14,15].
The limiting factors as outlined by Bastein, et al. states that regulatory functions of Vitamin A is dependent on its intracellular absorption, concentration, duration and specificity. Availability is also related to synthesis, uptake and degradation of retinoids at the targeted tissue site [16].
Receptor-ligand complex further downstream effectors by binding to Retinoic Acid Response Elements (RAREs/RXREs) located in 5 / region of RA downstream gene. The ligand available in the cell is another regulatory factor which guides the RA to its target to bring conformational changes and activate gene transcription. Once binding is completed, two pathways are suggested to be involved which determine the effects of Vitamin A on tissues
(a) Genomic or classical pathway,
(b) Non-classical pathway.
Cell differentiation, cell arrest, and apoptosis are the features of classical pathway. Also in classical pathway, RA function through involvement of Nuclear Factor (NF-k β) [10], Interferon (INF-γ) [11], Vascular Endothelial Growth Factor (VEGF) [12], Tumorogenesis Growth Factor (TGF-β) [13]. In non classical pathway RA will form heterodimers with Estrogen Receptor (ER-α), Activating Protein (AP-1) receptor, vitamin D receptor. The classical and non classical pathway functions quite differently where, classical pathway has capacity to allow gene transcription to prevent tumorogenesis by cellular differentiation and apoptosis while the non classical pathway makes cancer cell non responsive to RA treatment by inactivating the receptor efficiency. Vander berg reported that breast cancers which are Estrogen dependent for proliferation have better outcomes with retinoids due to higher sensitivity to ER [14,15].
The limiting factors as outlined by Bastein, et al. states that regulatory functions of Vitamin A is dependent on its intracellular absorption, concentration, duration and specificity. Availability is also related to synthesis, uptake and degradation of retinoids at the targeted tissue site [16].
Protective role of Retinoids
The retinoids have distinctive functions in physiological and
pathological state of human body. It controls gene expression
which influences enzymes, proteins, hormones and growth
factors to bring about series of signal modification that maintain
the transcriptional activity between the disease and normal
being.
Retinoids as Immunomodulators:
Retinoid's role in maintaining immunity of the body is an extensive well known phenomenon. Physiologically, Vitamin A
levels are regularly maintained to protect host from daily harmful
stimuli. With various studies, it is evident that on one side, Th17
helps to protect the host from undesirable bacterial and fungal
stimuli by acting as mediator responsible for initiating auto
immune responses. On the other hand, Treg, member of FOXP3+
family is known for suppressing massive effector T cell activation
by producing interleukins [17,18]. The overall effect causes
improved resistance of host towards auto immune disease.
RA directly influence FOXP3+ Treg cells in regulating the ratio
betweenTh17 and Treg to prevent any untoward body's reaction to
inflammatory responses as in auto immune diseases where the
harmony between the T Helper cell (Th cells) and Regulatory T
cell (Treg) population is disrupted [17,18]. In recent days, ATRA
is being used to treat autoimmune disease like SLE and type 1
diabetes due to its effects on reducing anti DNA antibodies [19,20].
Constant elevated level of RA primes an example for resistance of
body to antigenic load in elderly patients [21]. Gupta and Sansoni,
et al. stated that age related changes are linked to the antigenic
load with progressive increase in effector/cytotoxic CD8+ T cell
population producing IL-2, IFN-γ and TNF α [17,18].
Szondy, et al. observed that vitamin A aids in regulating healthy reserve of T lymphocyte by allowing maturation of normal cells and selective apoptosis of defective cells which tightly regulate body's immune circuit. He studied that lymphocyte originating from thymus in T cell hybridomas generate T Cell Receptors (TCRs) that carry an important signal for maturation of T cell [22]. After reaching the periphery, T lymphocyte survival depends upon antigen expression in acute diseases which increase IL-2 and bcl-XL expression which further prevents apoptosis in the cell [23,24].
Iwata and yang, et al. mentioned that retinoids usually act in a synergistic pattern to enhance glucocorticoid induced death and decrease TCR–mediated death of thymocytes and T cell hybridomas [27,28]. Yang, et al. also mentioned the role of ATRA to inhibit virus induced T cell death in HIV positive patients by downregulating fasL production, thereby alter the ratio of CD8+ and CD4+ T cell [29,30].
Szondy, et al. observed that vitamin A aids in regulating healthy reserve of T lymphocyte by allowing maturation of normal cells and selective apoptosis of defective cells which tightly regulate body's immune circuit. He studied that lymphocyte originating from thymus in T cell hybridomas generate T Cell Receptors (TCRs) that carry an important signal for maturation of T cell [22]. After reaching the periphery, T lymphocyte survival depends upon antigen expression in acute diseases which increase IL-2 and bcl-XL expression which further prevents apoptosis in the cell [23,24].
Iwata and yang, et al. mentioned that retinoids usually act in a synergistic pattern to enhance glucocorticoid induced death and decrease TCR–mediated death of thymocytes and T cell hybridomas [27,28]. Yang, et al. also mentioned the role of ATRA to inhibit virus induced T cell death in HIV positive patients by downregulating fasL production, thereby alter the ratio of CD8+ and CD4+ T cell [29,30].
Tumor suppressive activity
Several crosstalk occur which strictly regulate the interaction
of retinoid and its receptors to downstream the proliferating
tumor cells. They either allow the abnormally proliferative cells
to differentiate or undergo apoptosis. Observation suggests that
in malignant cases, RAR-β expression is either lost or masked
resulting in reduced intracellular binding of RA [31,32]. This
could also be evident due to increased metabolism of RA, which
is dependent on specific members of cytochrome (CYP 450) that
maintains the concentration of RA in the cell, for specific time
period. The role of CYP super family members is initiated during
embryonic development and continues throughout the life. Ross,
et al. proposed that CYP 26 enzymes may extend the half-life of
RA intra-cellularly thereby prevents the oxidative stress on the
cell that promote oncogenesis [33]. In vivo, up regulation of CYP 26 mRNA expression is seen in all cancer cells and tumors. The
evidence suggests that expression of CYP 26 mRNA is seen as an
inverse relation to concentration of RA in cells and tissues. Chang,
et al. observed the similar findings in barrett's dysplasia and
adenocarcinoma of esophagus [34]. Therefore, the link between
RA signal and carcinogenesis may be established via expression
of enzymes of CYP 26 super family. Ross et al observed that antiproliferative
property of retinoids is diminished by enhanced
expression of CYP 26 that suppressed cellular response to anoikis
and control anchorage independent growth [33].
Role in Apoptosis
Disrupted expression of NF-Kβ in carcinomas is an important
association to determine the anti apoptotic activity of tumors. NF-
Kβ expression is usually seen in bacterial or viral stimuli leading
to inflammation. In oncogenesis, increase expression of NF-Kβ
corresponds to increase resistance of the tumor to treatment.
Retinoids act through mitochondrial pathway to release
cytochrome c into the cytosol which allow caspase pathway
to activate and cause apoptosis. Chen Z and Di Donato, et al.
reported that expression of NF-Kβ is seen due to phosphorylation
of IKB (inhibitor of kappa beta) by IКB Kinase (IKK) which allows
poly ubiquitination and proteasome dependent degradation of
its inhibitors. Following this, the entry of NF-Kβ into the nucleus
allows various gene transcriptions to prevent apoptosis. IKK
is the regulator of NF-Kβ pathway involved in proliferation
and differentiation of epidermal keratinocytes. Retinoids or
Retinoids Related Molecules (RRMs) have been used effectively to
inhibit IKK by antagonizing AP-1 to inhibit proliferation [35,36].
Bayon, et al. reported that activity of retinoids and RRMs were
not same in vitro and intact cells. Intact cell lines expressed weak
activity in comparison to in- vitro studies to induce apoptosis and
prevent proliferation in cancer lines suggesting RAR independent
mechanism in few cancers [10].
Angiogenesis and neovascularization are important motifs which promote proliferation and metastasis of tumor. Angiogenesis is a known predisposing factor to support the survival of neoplastic cells. It is present in all types of head and neck cancers with increased expression of VEGF. Head and Neck Squamous Cell Carcinomas (HNSCC) produce Monocyte Chemotactic Protein-1 (MCP-1) to release TNF-β via the production of Interleukin (IL-1α) to stimulate secretion of VEGF. Riedel F, et al. observed increased expression of VEGF in HNSCC in mice that has shown decrease in endothelial cell proliferation and migration with VEGF antisense oligonucleotide treatment [37]. L.Strauss also observed complete resolution of tumors related to head and neck region in mice and significant decrease in values of VEGF-A and MCP-1 with RA treatment [38].
Other associated factors required in progression of cancer is TGF-α and Epidermal Growth Factor (EGFr) which was reported to increase in HNSCC when compared to normal mucosal samples collected by Rubin, et al. He reported that retinoids decrease the gene transcription by downregulating the TGF-α and EGFR mRNA levels [39].
Angiogenesis and neovascularization are important motifs which promote proliferation and metastasis of tumor. Angiogenesis is a known predisposing factor to support the survival of neoplastic cells. It is present in all types of head and neck cancers with increased expression of VEGF. Head and Neck Squamous Cell Carcinomas (HNSCC) produce Monocyte Chemotactic Protein-1 (MCP-1) to release TNF-β via the production of Interleukin (IL-1α) to stimulate secretion of VEGF. Riedel F, et al. observed increased expression of VEGF in HNSCC in mice that has shown decrease in endothelial cell proliferation and migration with VEGF antisense oligonucleotide treatment [37]. L.Strauss also observed complete resolution of tumors related to head and neck region in mice and significant decrease in values of VEGF-A and MCP-1 with RA treatment [38].
Other associated factors required in progression of cancer is TGF-α and Epidermal Growth Factor (EGFr) which was reported to increase in HNSCC when compared to normal mucosal samples collected by Rubin, et al. He reported that retinoids decrease the gene transcription by downregulating the TGF-α and EGFR mRNA levels [39].
Anti proliferative activity
Fate and Prognosis of the disease is influenced by size, site,
stage and type of tumor growth. The outcome is also dependent
on molecular expression like, Preferentially Expressed Antigen
in Melanoma (PRAME), which is seen to be present in most of
the tumors. PRAME triggers cytotoxic T cell mediated immune
response in melanoma and in other solid tumors like HNSCC.
Epping MT, et al. reported that PRAME is negatively or weekly
expressed in normal tissue but its presence is exponentially
related to the stage of tumorogenesis. The direct mechanism
of involvement of PRAME is still unknown but it might prevent
ligand-receptor activation of retinoids by acting as an antagonist
which allows growth of tumor cells and differentiation
of malignant stem cells. It also makes the tumor growth
unresponsive to treatment with RA, thereby explains the failure
of RA treatment in malignant and premalignant lesions in the
literature [40].
PRAME act as co-repressor of retinoid signaling pathway. Epping MT, et al. suggested that patient selected for retinoid therapy should be screened for PRAME expression to get maximum benefit with retinoids as a chemopreventive drug. In various studies, patient with strong PRAME expression is treated with either Small Interfering RNA (siRNA) or with lentivirus particles which block binding of PRAME with retinoid receptor so as to improve treatment outcomes [40]. Szczepanski, et al. reported improved outcomes in PRAME negative patient for RA trials, where it inhibit tumor growth, induce apoptosis and decrease EGFR expression to improve overall outcome [41].
PRAME act as co-repressor of retinoid signaling pathway. Epping MT, et al. suggested that patient selected for retinoid therapy should be screened for PRAME expression to get maximum benefit with retinoids as a chemopreventive drug. In various studies, patient with strong PRAME expression is treated with either Small Interfering RNA (siRNA) or with lentivirus particles which block binding of PRAME with retinoid receptor so as to improve treatment outcomes [40]. Szczepanski, et al. reported improved outcomes in PRAME negative patient for RA trials, where it inhibit tumor growth, induce apoptosis and decrease EGFR expression to improve overall outcome [41].
Leukoplakia/ Epithelial Dysplasia
Leukoplakia/ Dysplasia is a pre-cancerous lesion of
proliferating basal and suprabasal cells of epithelium associated
with a malignant transformation rate as high as 43%. Use of
tobacco and allied products are known extrinsic factors to incite
the disease [6]. While Ramaswamy G, et al. studied the association
of intrinsic factors which showed decreased plasma levels of
vitamin A, B12, C, β carotene, and folic acid in patients with oral
leukoplakia as a common finding [42].
Cessation of habit along with Vitamin A supplements has synergistic effects to control variable degree of epithelial dysplasia. Meir, et al. observed that loss of RAR β mRNA as a result of hypermethylation in premalignant lesions may be restored by application of 13 cis RA [6,43,44]. Use of antioxidants like vitamin A block the generation of reactive oxygen species which further prevent normal cell to undergo genetic aberration thereby may revert the tissue to normal state [6]. In premalignant lesions, alteration in p53 molecule result in long half life which does not allow physiological process of cell death leading to frank malignancies [45].
Beenken, et al. observed that pre treatment levels of TGF α and EGFr expression was significantly increased in dysplastic tissue as compared to normal mucosa. He also reported the decrease in its expression following treatment with retinoids, which decreased gene transcription by reversing the altered TGFα and EGFr mRNA [39,46].
Retinoids acts via RAR β and RXR to prolong the G1 phase of cell division which is blocked by inhibitors of proteasomedependent degradation pathway. The G1- S phase extension help in the repair of altered cell DNA by suppressing cyclin D1 and Cyclin E. It selectively promotes growth suppression or apoptosis of altered epithelial cells in G1 phase and allow repaired cells to carry on to the next phase of cell cycle. In bronchial preneoplasia, ubiquitination of cyclin D1 is a corner stone in cell differentiation that helps G1 phase cell arrest in bronchial epithelium, hence suggesting the role of cyclins as a useful marker to access the aberrant changes in epithelium [47].
Various studies have been conducted with 13 cis RA as a preferred drug of choice for treatment in epithelial dysplasia. It has been observed that complete clinical resolution was variable ranging from 20% to 87% with recurrence rate as high as 18% [48,49,50]. Scardina, et al. observed the effects of 0.18% isotretinoin on patients with epithelial dysplasia and observed 85% complete resolution in epithelial dysplasia and reduction in size of the lesion clinically [51]. Concentration of vitamin A and its analogs is severely decreased due to utilization of antioxidants by the affected tissue leading to excessive oxidative stress in circulation. Gupta et al have observed that pro Vitamin A act as non enzymatic antioxidants which scavenge lipid per oxidation by products in oral mucosa [52].
Vitamin A can exert its effects when initial signs and symptoms are noted, but once the disease process is advanced, no satisfactory results could be obtained solely. At present, further studies are still under research to estimate the effect of Vitamin A at molecular level following treatment.
Cessation of habit along with Vitamin A supplements has synergistic effects to control variable degree of epithelial dysplasia. Meir, et al. observed that loss of RAR β mRNA as a result of hypermethylation in premalignant lesions may be restored by application of 13 cis RA [6,43,44]. Use of antioxidants like vitamin A block the generation of reactive oxygen species which further prevent normal cell to undergo genetic aberration thereby may revert the tissue to normal state [6]. In premalignant lesions, alteration in p53 molecule result in long half life which does not allow physiological process of cell death leading to frank malignancies [45].
Beenken, et al. observed that pre treatment levels of TGF α and EGFr expression was significantly increased in dysplastic tissue as compared to normal mucosa. He also reported the decrease in its expression following treatment with retinoids, which decreased gene transcription by reversing the altered TGFα and EGFr mRNA [39,46].
Retinoids acts via RAR β and RXR to prolong the G1 phase of cell division which is blocked by inhibitors of proteasomedependent degradation pathway. The G1- S phase extension help in the repair of altered cell DNA by suppressing cyclin D1 and Cyclin E. It selectively promotes growth suppression or apoptosis of altered epithelial cells in G1 phase and allow repaired cells to carry on to the next phase of cell cycle. In bronchial preneoplasia, ubiquitination of cyclin D1 is a corner stone in cell differentiation that helps G1 phase cell arrest in bronchial epithelium, hence suggesting the role of cyclins as a useful marker to access the aberrant changes in epithelium [47].
Various studies have been conducted with 13 cis RA as a preferred drug of choice for treatment in epithelial dysplasia. It has been observed that complete clinical resolution was variable ranging from 20% to 87% with recurrence rate as high as 18% [48,49,50]. Scardina, et al. observed the effects of 0.18% isotretinoin on patients with epithelial dysplasia and observed 85% complete resolution in epithelial dysplasia and reduction in size of the lesion clinically [51]. Concentration of vitamin A and its analogs is severely decreased due to utilization of antioxidants by the affected tissue leading to excessive oxidative stress in circulation. Gupta et al have observed that pro Vitamin A act as non enzymatic antioxidants which scavenge lipid per oxidation by products in oral mucosa [52].
Vitamin A can exert its effects when initial signs and symptoms are noted, but once the disease process is advanced, no satisfactory results could be obtained solely. At present, further studies are still under research to estimate the effect of Vitamin A at molecular level following treatment.
Oral Lichen Planus
OLP is an autoimmune disease affecting the oral mucosa,
skin, nails and genital mucosa. It has tendency for malignant
transformation to SCC in about 1-2 % of effected patients [53].
It is characterized by the presence of inflammatory mediators
like cytokines which interact between keratinocytes and T
lymphocytes [54]. It is postulated that aberrant productions of
the cytokines result in gene dysregulation that may cause auto
immune reactions resulting in apoptosis of basal cells. Increased
expression of Major Histocompatibility Complex (MHC) class
II antigen, human leukocyte antigen DR and variable degree of
epithelial thickness are underlying features of disease [55].
Deficiency of Vitamin A favors reprogramming of Treg cells into IL-17 which lead to inflammation in autoimmune disorders. RA treatment regulates Th 17 synthesis by inhibiting IL which influences Treg cells to regulate peripheral tolerance [56].
RA also has a tendency to maintain the phenotype and plasticity of Treg cell production in controlling a disease. Local micro- environmental changes also influence the production of cytokines which may be controlled by introducing Vitamin A at early stages to reverse the pathogenesis. Piatelli, et al. observed the effectiveness of 13 cis RA in OLP by assessing expression of Ki 67 and Bcl2 which has shown significant improvement following treatment [55]. Mastrangelo, et al. has also successfully shown improvement in the clinical and microscopic quality of epithelium with 13 cis RA by viewing and comparing pre and post treatment tissue samples under SEM. He also mentioned the role of RA in reversal of pathological state through morphostructural assessment of keratinocyte though relapse was common phenomenon present in both the studies [57].
Deficiency of Vitamin A favors reprogramming of Treg cells into IL-17 which lead to inflammation in autoimmune disorders. RA treatment regulates Th 17 synthesis by inhibiting IL which influences Treg cells to regulate peripheral tolerance [56].
RA also has a tendency to maintain the phenotype and plasticity of Treg cell production in controlling a disease. Local micro- environmental changes also influence the production of cytokines which may be controlled by introducing Vitamin A at early stages to reverse the pathogenesis. Piatelli, et al. observed the effectiveness of 13 cis RA in OLP by assessing expression of Ki 67 and Bcl2 which has shown significant improvement following treatment [55]. Mastrangelo, et al. has also successfully shown improvement in the clinical and microscopic quality of epithelium with 13 cis RA by viewing and comparing pre and post treatment tissue samples under SEM. He also mentioned the role of RA in reversal of pathological state through morphostructural assessment of keratinocyte though relapse was common phenomenon present in both the studies [57].
Squamous cell carcinoma
Carcinoma is a complex multistep disease that involves
genetics and environmental factors to cause initiation,
progression and metastasis. The known evidence suggest that
proliferative capacity of stratified squamous epithelium is
limited to basal and parabasal layer where as the maturation
of the cell is the sequential process of terminal differentiation
maintained through check points at different levels to suppress
the initiation of disease. Promoter methylation, point mutation
or homozygous deletion activate tumor suppressors like P16 and
p21 which downregulates expression of epithelial differentiation
and promote tumorogenesis by reducing growth arrest, cellular
senescence and tumor suppression. Crowe DL observed negative
expression of p16 and p21 in SCC cell lines confirming that there
occurs alteration in cell maturation morphologically that fail to
express differentiation at superficial layers [58,59].
Sensitization of p16 and p21 expression can be restored by reactivating RAR β which further suppress the tumor growth by screening cells in G1 phase of cell cycle. It has also been confirmed that induction of RAR β can instigate terminal differentiation of the mutated cell by specific cell cycle regulatory genes via Cyclin Dependent Kinase (CKIs) [60,61]. Crowe DL observed absence of apoptotic bodies in proliferating epithelium. Presence of squamous following retinoid therapy suggested role of terminal differentiation of the physiologically maturating epithelial cell [58].
Angiogenesis, a nutritive source is maintained by IL-8 and TGF β in neoplastic lesions. Retinoid treatment has showed its effectiveness by suppressing angiogenesis in vitro via neutralization of IL-8 concentration in oral cancer cells. In contrast, TGF β shows biphasic role with varying expression in oral cancers. Low levels of retinoids can stimulate the endothelial cell growth by activation of TGF β while at high concentration it has a tendency to inhibit the same. It is also suggested that the anti-angiogenesis might be due to the combination of RA induced endothelial cell responsiveness and macrophages mediated angiogenesis. Lingen, et al. concluded that the property of retinoids that lead to anti-angiogenesis is reversible in nature showing waning effects on withdrawal [62].
Gap Junctional Intercellular Communication (GJIC) is considered to regulate tissue independence and homeostasis in multicellular organisms by balancing the growth of GJIC-connected cells. Gap junction channels are composed of connexin molecule and connexin genes which show aberrant changes in malignancies. There is lack of cell to cell adhesiveness due to localization of connexins allowing cell independency and growth. Rudkin, et al. showed that retinoids have a tendency to inhibit the cell growth and GJIC- connected cells in HNSCC. The controversy lies whether the time span required by retinoids to repair and revert the cell is at par with the mutated cells undergoing proliferation to produce positive clinical outcome still exist [63].
The potentially malignant oral lesions at high risk of transition to malignancy, if identified, can be effectively managed by early intervention. Chemoprevention using retinoids (RAs) (analogs of vitamin A) is a promising strategy under clinical trials for primary prevention (DiPaola. et al, 1999; Gravis. et al, 1999). Retinoids exert their pleiotropic effects by binding to nuclear receptors in cells and causing inhibition of cell proliferation, modulation of cell differentiation and enhancement of apoptosis (Sidell, et al. 1991; Horn, et al. 1996). Two families of nuclear receptors, the retinoic acid receptor isotypes (RARa, RAR band RARc) and the retinoid X receptor isotypes (RXRa, RXR band RXRc) are implicated in the transduction of the RA signal (Leid,Kastner and Chambon, 1992; Allenby, et al. 1993; Chambon, 1996). Alterations in the expression of specific receptors could abrogate the retinoidsignaling pathway and may be implicated in carcinogenesis.
Sensitization of p16 and p21 expression can be restored by reactivating RAR β which further suppress the tumor growth by screening cells in G1 phase of cell cycle. It has also been confirmed that induction of RAR β can instigate terminal differentiation of the mutated cell by specific cell cycle regulatory genes via Cyclin Dependent Kinase (CKIs) [60,61]. Crowe DL observed absence of apoptotic bodies in proliferating epithelium. Presence of squamous following retinoid therapy suggested role of terminal differentiation of the physiologically maturating epithelial cell [58].
Angiogenesis, a nutritive source is maintained by IL-8 and TGF β in neoplastic lesions. Retinoid treatment has showed its effectiveness by suppressing angiogenesis in vitro via neutralization of IL-8 concentration in oral cancer cells. In contrast, TGF β shows biphasic role with varying expression in oral cancers. Low levels of retinoids can stimulate the endothelial cell growth by activation of TGF β while at high concentration it has a tendency to inhibit the same. It is also suggested that the anti-angiogenesis might be due to the combination of RA induced endothelial cell responsiveness and macrophages mediated angiogenesis. Lingen, et al. concluded that the property of retinoids that lead to anti-angiogenesis is reversible in nature showing waning effects on withdrawal [62].
Gap Junctional Intercellular Communication (GJIC) is considered to regulate tissue independence and homeostasis in multicellular organisms by balancing the growth of GJIC-connected cells. Gap junction channels are composed of connexin molecule and connexin genes which show aberrant changes in malignancies. There is lack of cell to cell adhesiveness due to localization of connexins allowing cell independency and growth. Rudkin, et al. showed that retinoids have a tendency to inhibit the cell growth and GJIC- connected cells in HNSCC. The controversy lies whether the time span required by retinoids to repair and revert the cell is at par with the mutated cells undergoing proliferation to produce positive clinical outcome still exist [63].
The potentially malignant oral lesions at high risk of transition to malignancy, if identified, can be effectively managed by early intervention. Chemoprevention using retinoids (RAs) (analogs of vitamin A) is a promising strategy under clinical trials for primary prevention (DiPaola. et al, 1999; Gravis. et al, 1999). Retinoids exert their pleiotropic effects by binding to nuclear receptors in cells and causing inhibition of cell proliferation, modulation of cell differentiation and enhancement of apoptosis (Sidell, et al. 1991; Horn, et al. 1996). Two families of nuclear receptors, the retinoic acid receptor isotypes (RARa, RAR band RARc) and the retinoid X receptor isotypes (RXRa, RXR band RXRc) are implicated in the transduction of the RA signal (Leid,Kastner and Chambon, 1992; Allenby, et al. 1993; Chambon, 1996). Alterations in the expression of specific receptors could abrogate the retinoidsignaling pathway and may be implicated in carcinogenesis.
Miscellaneous
In melanoma cells, ATRA has shown its effects on
mitochondria to promote apoptosis which is initiated with the
release of caspase activating proteins such as cytochrome C to the
cytosol. It occurs by triggering any of the two pathways, thereby
suggesting chemopreventive action of RA on melanoma cells [64].
In Promyelocytic Leukemia (PML), Polycomb Gene (PcG) protein silences the tumor suppressor gene to allow tumor growth. RA interacts with PcG protein in a functional antagonistic relationship to promote differentiation of leukemic promyelocytes to granulocytes. It is further associated with PMLRARα fusion protein leading to remission. It has been observed that 85% remission obtained by the use of tretinoin with disappearance of blast cell [2,65].
In prostate cancer, activation of TMPRSS2- ERG protein along with PcG protein occurs to promote disruption of lineage specific differentiation [65]. Also RA interacts with androgen in prostate cancer thereby controlling tumorogenesis [66].
In breast cancer, RA can induce re-differentiation of transformed epithelial cell. RA also aid by regulating HOXA5 via RAR-β and by controlling cell cycle gene Btg2 to control tumor proliferation and selective apoptosis [67,68]. Tumors like superficial bladder tumor, neuroblastoma and glioblastoma have also shown positive results [69].
In Promyelocytic Leukemia (PML), Polycomb Gene (PcG) protein silences the tumor suppressor gene to allow tumor growth. RA interacts with PcG protein in a functional antagonistic relationship to promote differentiation of leukemic promyelocytes to granulocytes. It is further associated with PMLRARα fusion protein leading to remission. It has been observed that 85% remission obtained by the use of tretinoin with disappearance of blast cell [2,65].
In prostate cancer, activation of TMPRSS2- ERG protein along with PcG protein occurs to promote disruption of lineage specific differentiation [65]. Also RA interacts with androgen in prostate cancer thereby controlling tumorogenesis [66].
In breast cancer, RA can induce re-differentiation of transformed epithelial cell. RA also aid by regulating HOXA5 via RAR-β and by controlling cell cycle gene Btg2 to control tumor proliferation and selective apoptosis [67,68]. Tumors like superficial bladder tumor, neuroblastoma and glioblastoma have also shown positive results [69].
Epigenetics of resistance in treatment
Resistance of disease to treatment is still a major setback
involving unknown facets. It is common phenomenon to develop resistance against retinoids leading to frequent recurrences or
relapse on drug withdrawal. Usually, RAR β expression is absent
or silenced which prevent heterodimer formation that blocks the
classical pathway in solid tumors. Absence of the ligand dependent
heterodimers causes failure of treatment in carcinoma using RA.
Presence of mutated cancer cell can also lead to treatment failures
as a result of conformational de-arrangement of retinoid receptor
that easily overcome inhibition by targeted therapy. Literature
also suggest that concentration of RA inside the cell hold a key to
regulate gene transcription which is usually influenced by either
increased metabolism or decrease availability of RA[70, 71, 72]. This
might occur due to rapid metabolism of RA by CYP26, which in
turn do not allow RA inside the cell for desirable time. A role
of increased CRABP is suggested which sequester the available
RA rapidly [73,74]. On the other hand, Budhu and Noy in 2002
suggested reverse hypothesis of CRABP stating that decreased
methylation of CRABP-1 promoter can render tumor resistant to
RA [75]. In contrast, Marill, et al. stated that cellular resistance
is possible due to increased concentration of RA for a prolonged
period of time [73].
Zhou DC, et al. observed no clear co-relation between CRABP and RA resistance in cell [76]. It is also suggested that P-gylcoprotein decrease the attained concentration of RA intracellularly by immediate or early flushing [77]. Latest hypothesis about resistance to RA state that point mutation in ligand binding domain of RAR-α might be associated with relapse in Acute Promyelocytic Leukemia (APL) cells [78,79,80]. Intrinsic retinoid resistance is also suggested to be lined with free oxygen species present inside the cell which tend to inhibit cell metabolism [81].
Zhou DC, et al. observed no clear co-relation between CRABP and RA resistance in cell [76]. It is also suggested that P-gylcoprotein decrease the attained concentration of RA intracellularly by immediate or early flushing [77]. Latest hypothesis about resistance to RA state that point mutation in ligand binding domain of RAR-α might be associated with relapse in Acute Promyelocytic Leukemia (APL) cells [78,79,80]. Intrinsic retinoid resistance is also suggested to be lined with free oxygen species present inside the cell which tend to inhibit cell metabolism [81].
Future Perspective
Extensive research is being conducted to know the vast
usefulness of the molecule as a chemotherapeutic drug,
though promising results are seen in leukemia and high risk
breast cancerous lesion but its usefulness in treating epithelial
premalignant and malignant lesion is still under question. The
effective use of chemoprevention may decrease the potential
malignant transformation but it is yet to be authenticated by
long term studies to analyze the effectiveness of retinoids
following treatment. Moreover, we still stand deficient to
identify the targeted receptor which maintain inter and intra
celluar homeostatsis. Invent of targeted markers can give a
promising scope to understand the molecular bases of Vitamin
A therapy. Research should focus on retinoid molecules that
can delay metabolism of RA inside the cell like RAMBA (Retinoic
Acid Metabolism Blocking Agents). Subsequent use of DNA
MethylTranferase (DNMT) inhibitors and Histone DeAcetylace
(HDAC) inhibitors should be encouraged to revive the expression
of lost RARβ expression in tumors. Validation of treatment to
therapy must be viewed using latest biomarkers to overcome
undue exposure in resistant cases. More clinical studies are
needed in this direction for treating epithelial malignancies using
retinoids as a targeted epigenetic approach to therapy.
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