2Department of Marketing, University of Vaasa, Finland
3Natural Resources Institute Finland (Luke) (earlier MTT Agrifood Research Finland), Finland
4Central Hospital of Southern Ostrobothnia, Seinäjoki, Finland
5School of Health Sciences, University of Tampere, Finland
Design: A one-year, explanatory controlled intervention study in Finland.
Settings: Psychological, behavioral, and clinical changes were measured three-four times during the intervention (T0, T1, T2, and T3). Hierarchical multiple regression, a forward stepwise method, was used to analyze predictors for the changes in cardiovascular threat experience (T0-T1), dietary fat quality (T0-T1), triglyceride values (T0-T2) and waist circumference (T0-T2).
Subjects: Healthy adults, aged 20-67 years (n = 106) of which 16 belonged to the high-risk group (Ɛ4+), 35 to the low-risk group (Ɛ4-) and 55 to the control group.
Results: The change in Body Mass index was the most significant predictor for the change in triglyceride values and waist circumference (p < 0.001). The group (Ɛ4+, Ɛ4-, control) was a significant predictor for the change in dietary fat quality (p = 0.024) and for the change in waist circumference (p = 0.027).
Conclusion: Changes in psychological predictors (anxiety and threat experience, motivation), in health and taste attitudes, and health behaviors (diet, alcohol consumption, physical activity) did not directly explain the changes in triglyceride values and waist circumference. However, the change in threat experience may affect the change in triglycerides through total and HDL cholesterol. Clinical changes seemed to accumulate.
Keywords: Predictor; Clinical; Behavioral; Psychological; Genetic information; ApoE; Threat experience; Dietary fat quality; Triglycerides; Waist circumference
This study examined the associations between psychological, behavioral and clinical changes in the context of genetic feedback. This paper concentrates on the four statistically clearest changes (p < 0.05), which have been presented in our previous papers [12-14]. These are: the effect of ApoE genotype-based health information on changes in a threat experience (T0-T1), dietary fat quality (T0-T1), triglycerides (T0-T2) and waist circumference (T0-T2). To our knowledge, there have been no controlled studies of using personalized health information based on the apoE genotype to promote a healthy lifestyle, which regards on psychological, health behavioral and clinical aspects and their associations.
The participants were randomized into a control (n = 61) and an intervention group (n = 61) before the genetic results were available. There were 40 participants in Ɛ4- group (included ApoE genotypes 3/4 and 4/4) and 21 participants in the Ɛ4+ group (included apoE genotypes 2/3 and 3/3). The control group included 61 participants (included ApoE genotypes 3/4, 4/4, 2/3, 3/3 and 2/2).
The baseline and follow-up assessments included detailed measurements of psychological (threat and anxiety experience, stage of change), [12] behavioral (dietary fat quality, consumption of vegetables, - high fat/sugar foods and –alcohol, physical activity and health and taste attitudes) [13] and clinical factors [14]. Measures were taken at the baseline (T0), after genetic feedback (T1), after six months (T2) and after 12 months (T3). During the intervention, six different communication sessions (lectures on healthy lifestyle and nutrigenomics, health messages by mail, and personal discussion with the doctor) were arranged. The intervention groups (Ɛ4+ and Ɛ4-) received their ApoE genotype information and health message at the beginning of the intervention, but the control group received their ApoE genotype results after the intervention.
Of all 122 participants, five people dropped out and four participants who had started cholesterol, blood pressure, or diabetes medication during the intervention; seven participants who had missing values in their answers or turned out to be outliers were excluded. The effects of the intervention were compared between Ɛ4+ group (high-risk group, n = 16, including ApoE 3/4 and 4/4), Ɛ4- group (low-risk group, n = 35, including apoE 2/3 and 3/3) and the control group (n = 56 (55)), including ApoE 2/2, 2/3, 3/3, 3/4 and 4/4 genotypes). A detailed procedure of this intervention has been described in our previous papers [12,13].
The predictors were the group (Ɛ4+, Ɛ4-, control), the sex, age, psychological assessments (Trait-Anxiety (T0), State Anxiety (T0-T1), Stage of change (T0-T1), behavioral assessments (T0- T1: consumption of vegetables, high fat, sugar foods, alcohol and physical activity), attitude assessments (T0-T1: Health And Taste Attitude scales (HTAS [6]) and clinical markers (T0- T2: Total, HDL cholesterol, blood glucose (0h), blood pressure, BMI, body Fat Percentage). In addition, the explained changes (threat experience, dietary fat quality, triglycerides and waist circumference) were included as predictors, when explaining the other changes that were statistically clearest. Psychological, behavioral, and clinical assessments are described in more detail in our previous articles [12-14].
The clearest changes (threat experience, dietary fat quality, triglycerides, waist circumference) were the main intervention effects, which were analyzed by a combination of repeatedmeasures ANOVA and a between-groups ANOVA; General linear model (repeated measures). The familywise error (a Type 1 error) was controlled by Bonferroni correction as setting the alpha values 0.017 in the psychological analyzes [12] and 0.005 in the clinical analyzes [14].
Changes (Δ) between T0 and T1/T2 measuring points were calculated for hierarchical multiple regression analysis, which was used to analyze predictors of the outcomes. In regression analysis, the variable indicating the group (Ɛ4+, Ɛ4-, control) was forced into the model, after which, the predictors were included in a forward stepwise analysis in the above-mentioned order to find out the statistically strongest predictors (models (a) to (c)). Total and LDL cholesterol were highly correlated (multicollinearity), and therefore only total cholesterol was included in the analyses.
Data management and analysis were performed using SPSS (IBM Corp. Released 2012. IBM SPSS Statistics for Windows, Version 22.0. Armonk, NY: IBM Corp.).
The change in Dietary fat quality (ΔT0-T1) was best explained by the model (b) (16.0 %; p = 0.002), which included the group and body fat percentage (T0-T2). The strongest predictor was the body fat percentage (9.3 %; p = 0.005; β = -0.307).
Change (ΔT0-T2) in waist circumference was best explained by the model (b) (28.8 %; p < 0.001), which included the group and BMI (T0-T2), the strongest predictor being BMI (21.9 %; p < 0.001; β = 0.471).
Change (ΔT0-T2) in triglycerides was best explained by the model (c) (25.6 %; p < 0.001), which included the group and changes (T0-T2) in BMI and HDL cholesterol, the strongest predictor being the BMI (19.5 %; p < 0.001; β = 0.464) (Table 3).
The hierarchical regression analyzes also revealed some statistically significant interaction effects on the change in triglyceride values, which have been presented in Figure 1.
The BMI was found to be the strongest predictor of changes in the triglycerides and waist circumference, which indicates that if the BMI decreases the triglyceride values and waist circumference also decreases. In addition, body fat percentage, total and HDL cholesterol had interactional effects on the triglycerides and waist circumference. These results are in line with those of previous studies, which have found that risk factors for cardiovascular diseases tend to accumulate [16-22]. It has also been shown that unhealthy lifestyle behaviors (e.g. physical inactivity, smoking, excessive consumption of alcohol and saturated fat and low consumption of vegetables) are closely linked to an increased risk of cardiovascular diseases [16,17,23,24]. However, our study was unable to demonstrate that changes in clinical markers (e.g. triglycerides and waist circumference) depend on changes in health behaviors. One possible explanation could be the small group sizes. Nevertheless, there were several small, favorable changes in health behaviors (e.g. vegetables consumption, alcohol consumption and fatty and sugary food consumption) that together could affect triglyceride values and waist
|
Total |
Ɛ4+ Group |
Ɛ4- Group |
Control Group |
Number of Participants (n) |
106 |
16 |
35 |
55 |
Age (Years, mean(SD)) |
47.0 (12.1) |
47.8 (12.3) |
47.3 (11.2) |
46.7 (12.9) |
Men (Years, mean(SD)) |
53.3 (11.4) |
|
|
|
Women (Years, mean(SD)) |
44.2 (11.4) |
|
|
|
Female, Sex %, (n) |
69.2 (74) |
62.5 (10) |
85.7 (30) |
60.7 (34) |
ApoE genotype %, (n) |
|
|
|
|
E3/E3 |
59.8 (64) |
0 (0) |
77.1 (27) |
66.1 (37) |
E3/E4 |
24.3 (26) |
93.8 (15) |
0 (0) |
19.6 (11) |
E2/E3 |
13.1 (14) |
0 (0) |
22.9 (8) |
10.7 (6) |
E4/E4 |
1.9 (2) |
6.2 (1) |
0 (0) |
1.8 (1) |
E2/E2 |
0.9 (1) |
0 (0) |
0 (0) |
1.8 (1) |
|
|
Without Adjustment |
Adjusted for Baseline Score |
|||
|
|
Baseline |
Baseline (T0) |
10 Week (T1)# |
Six Months (T2) |
12 Months (T3) |
Measure and Range |
Group |
Mean |
Mean |
Mean (SE) |
Mean (SE) |
Mean (SE) |
Cardiovascular threat experience, RBD Scale 36-36 |
Ɛ4+ (n = 16) Ɛ4- (n = 35) Control (n = 56) |
4.6 (8.3) 5.9 (7.5) 4.5 (6.6) |
5.0 5.0 5.0 |
1.5 (1.8)a 7.0 (1.2)a |
NA NA NA |
2.5 (1.8) 6.7 (1.2) 5.7 (1.0) |
Dietary fat quality, Scale 0-27 |
Ɛ4+ (n = 16) Ɛ4- (n = 35) Control (n = 56) |
14.7 (5.1) 16.3 (6.5) 16.7 (5.2) |
16.3 16.3 16.3 |
20.1 (1.0)b 18.1 (0.7) 17.3 (0.5)b |
20.4 (0.9) 18.5 (0.6) 17.6 (0.5) |
18.7 (0.9) 18.3 (0.6) 17.8 (0.5) |
Triglycerides (mmol/l) |
Ɛ4+ (n = 16) Ɛ4- (n = 35) Control (n = 56) |
1.10 (0.69) 1.06 (0.46) 1.28 (0.63) |
1.17 1.17 1.17 |
NA NA NA |
0.87 (0.08)c 1.08 (0.06) 1.11 (0.04)c |
0.89 (0.09) 1.07 (0.06) 1.04 (0.05) |
Waist circumference (cm) |
Ɛ4+ (n = 16) Ɛ4- (n = 35) Control (n = 55) |
84.5 (10.6) 83.9 (9.9) 85.9 (11.2) |
86.1 86.1 86.1 |
NA NA NA |
83.6 (1.00)d 85.2 (0.73) 86.6 (0.54)d |
85.5 (1.02) 86.6 (0.69) 87.6 (0.56) |
#: Two weeks after receiving gene results
a: P = 0.034 (alpha level 0.017)
b: p = 0.048 (alpha level 0.05)
c: p = 0.038 (alpha level 0.005)
d: p = 0.027 (alpha level 0.005)
Explained change (Dependent variable) |
Predictors |
Model R2 |
p (R2) |
R2 change |
p (change) |
β |
Single Predictor |
Threat Experience (ΔT0-T1) |
Model (a) Model (b) Model (c) |
0.006 0.100 0.158 |
0.498 0.020 0.005 |
0.006 0.094 0.058 |
0.498 0.007 0.028 |
0.093 0.290 0.242 |
Group Blood Pressure, systolic Total Cholesterol |
Dietary Fat Quality (ΔT0-T1) |
Model (a) Model (b)
|
0.066 0.160 |
0.024 0.002 |
0.066 0.093 |
0.024 0.005 |
0.226 -0.307 |
Group Body Fat Percentage |
Triglycerides (ΔT0-T2) |
Model (a) Model (b) Model (c) |
0.014 0.209 0.256 |
0.319 <0.001 <0.001 |
0.014 0.195 0.047 |
0.319 <0.001 0.043 |
0.054 0.464 -0.219 |
Group BMI HDL-Cholesterol |
Waist Circumference (ΔT0-T2) |
Model (a) Model (b)
|
0.069 0.288 |
0.027 <0.001 |
0.069 0.219 |
0.027 <0.001 |
0.205 0.471 |
Group BMI |
NOTE: Explained change (ΔT0-T1/ (ΔT0-T2) were not included in the model.
NOTE: Threat experience increases, when scores decreases.
Threat Experience (ΔT0-T1): Model (a): group (Ɛ4+, Ɛ4- and control group); Model (b): group and systolic blood pressure (T0-T2); Model (c):
group, systolic blood pressure (T0-T2) and total cholesterol (T0-T2)
Dietary Fat Quality (ΔT0-T1): Model (a): group; Model (b): group and body fat percentage (T0-T2)
Triglyceride (ΔT0-T2): Model (a): group; Model (b): group and BMI (T0-T2); Model (c): group, BMI (T0-T2) and HDL-cholesterol (T0-T2)
Waist Circumference (ΔT0-T2): Model (a): group; Model (b): group and BMI (T0-T2)
Further, the present study did not find any connection between attitudinal changes and behavioral changes. Our previous study showed that genetic feedback did not affect health and taste attitudes, and the change in dietary fat quality was short-term [13]. The results of the present and our previous studies imply that behavioral changes (e.g. dietary fat quality) can occur without any attitudinal or psychological changes, but any long-term and permanent change may demand a change in attitude. Although several studies have suggested that health attitudes are closely linked to health behavior [6-8,10,27], controversial results have also been found [28]. The study of Lloyd et al. 1993 [28], observed that participants, who consumed high-fat diets had a similar attitude to dietary change (to a low-fat and more healthful diet) compared with those consuming lowfat diets. The link between attitudes and health behavior is not so unambiguous, and according to Glassman et al. [29], attitudes affect future behaviors, if they are easy to recall, stable over time, and decisive instead of ambivalent. In our study, the focus was on the change in attitudes, so perhaps because the participants expressed ambivalent attitudes this could be one reason for the link between attitudes and health behavior not being shown.
Our previous findings add to a growing body of literature on the interaction of dietary changes and serum lipids [14] concluding that ApoE genotype-based health information had an effect on triglycerides, but not on other serum lipids. Carvalho- Wells et al. [30] study also observed greater responsive in triglyceride content, but not in other serum lipids to dietary fat manipulation among ApoE 3/4 genotypes compared with the ApoE 3/3 genotype. However, our present study observed that a change in threat experience was associated with the change in triglycerides through the total and HDL cholesterol. This may imply that an increase in threat experience affected the decrease of triglyceride values, which supports our aim of presenting a health message. According to Witte [5] a health message works when it brings about a suitable amount of fear, but also allows the individual to feel that he/she has enough self-efficacy to follow the proposed action.
Due to the very pioneering nature of this study, it has several limitations (e.g. strict inclusion criteria and small group sizes, only one gene marker, not validated dietary questionnaires, lack of background variables), which have been discussed in our previous studies [12-14]. It is also known that ApoE 2/2 affects the increased triglyceride levels and causes familial dysbetalipoproteinemia (type III hyperlipoproteinemia) [31], but due to small group sizes and only one individual with the ApoE 2/2 and 14 individuals with the ApoE 2/3 genotypes, it wasn't possible to do separate analysis for those groups. However, those individuals' serum lipids were equal level with the carriers of ApoE 3/3. In addition, the variation of measuring times (T0, T1, T2 and T3) in different predictors (psychological vs. behavioral and clinical) produces some challenges when analyzing the influence of the predictors.
The permanent health behavior change may depend on attitudes and other psychological factors (e.g. motivation) and people may also differ between their Health-Related Motive Orientations (HRMO), which can have effects on their health behavior [32,33]. Therefore, further studies, including several psychological factors, attitudes, the health-related meaning aspect, larger group sizes, and longer follow-up times are recommended.
To conclude, this study has reportedly demonstrated for the first time some associations between psychological, behavioral, and clinical changes in the context of genetic feedback. In general, the changes in health behavior, attitudes or psychological factors did not directly explain the changes in cardiovascular risk markers (e.g. triglycerides and waist circumference). However, change in the cardiovascular threat experience may have affected change in triglyceride values through the total and HDL cholesterol, which indicates that our message based on an EPPM model, was working correctly. It was also found that changes in some clinical factors accumulated, as seen in the BMI, which was the strongest predictor of the changes in triglycerides and waist circumference. The results imply that changes in health behaviors may not be reflected at a clinical level (within one year) or that they could depend on an optimistic bias effect or a variation in responses to dietary changes among ApoE genotypes. Clinical factors are important to include, because they may act as a 'control' for the self-assessed behavior changes (e.g. diet). Overall, it can be assumed that genetic screening, as a part of promoting lifestyle changes, will become more common and therefore, further research of those factors which affect the adoption and utilization of the genetic information, including a longer follow-up, is suggested.
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